Financial Services, Investments & Insurance
Specialised Legal Expertise for the Financial Sector
With nearly 15 years of experience in financial services law, we provide comprehensive legal solutions for superannuation funds, investment managers, insurers, and financial product providers. Our expertise spans regulatory compliance, investment transactions, product development, and corporate governance.
Key Practice Areas
Investment & Fund Management
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Investment Management Agreement (IMA) structuring and negotiations
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Private equity and direct investment transactions
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Fund establishment and operations
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Investment vehicle structuring
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Due diligence for high-value transactions
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ESG compliance and investment oversight
Financial Products & Services
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Product development and documentation
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Regulatory compliance frameworks
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Disclosure document preparation
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Financial planning and advice structures
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Digital financial services compliance
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Technology and SaaS agreements
Insurance & Risk Management
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Life insurance and reinsurance arrangements
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Group insurance programs
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Claims management frameworks
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Insurance product design
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Risk assessment and mitigation strategies
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Insurance renewal optimisation
Regulatory Compliance & Governance
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APRA and ASIC regulatory engagement
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Corporate governance frameworks
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Board and committee advisory services
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Prudential standards compliance
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Risk management frameworks
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Privacy and data protection
Industry Experience
Our deep industry knowledge covers:
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Superannuation and pension funds
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Investment management firms
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Insurance providers
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Financial advisory services
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Digital finance platforms
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Corporate trustees
Why Choose Us?
Proven Track Record
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Successfully negotiated $400M+ administration transformation projects
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Reduced external legal costs by $1.5M annually for investment operations
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Managed $750M-1B per annum private equity portfolio implementations
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Led strategic digital transformation initiatives
Comprehensive Expertise
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End-to-end transaction support
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Regulatory compliance guidance
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Risk management solutions
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Corporate governance advisory
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Technology and digital transformation
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Stakeholder management
Client-Focused Approach
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Strategic business partnership
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Practical, commercial solutions
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Clear communication
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Efficient project delivery
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Cost-effective outcomes
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Long-term relationship focus
Services Overview
Transaction Support
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Contract negotiations
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Due diligence
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Investment structuring
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Commercial agreements
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Service provider arrangements
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Strategic partnerships
Advisory Services
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Regulatory compliance
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Corporate governance
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Risk management
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Product development
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Digital transformation
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Stakeholder management
Regulatory & Compliance
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APRA/ASIC engagement
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Prudential standards
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Financial services licensing
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Anti-money laundering
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Privacy and data protection
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Consumer protection
Contact Us
Contact us below to discuss how we can support your financial services legal needs and help navigate the complex regulatory landscape while achieving your business objectives.